William R. James Subject Matter Expert/Senior Writer-Editor Since 1986 I have taught hundreds of licensing exam prep classes across North America as well as Hong Kong, India and the Philippines. Currently, I am the editor of the Kaplan Financial Series 3, 31, 4, 9, 51 and 53 product lines. I have a 28-year tenure in the financial services industry. My current licenses include: Series 4 - Options Principal Series 7 - General Securities Representative Series 12 - NYSE Sales Supervisor/Branch Manager Series 14 - NYSE Compliance Official Series 15 - PHLX World Currency Options Series 24 - General Securities Principal Series 27 - Financial & Operations Principal Series 53 - Municipal Securities Principal Series 55 - Equity Trader Series 63 - States Securities Agent SF - NFA Single Stock Futures