Twelve year seasoned veteran of the US equity markets, professional experience within the capital markets as an Institutional equity trader, proprietary block trader, pairs trading, as well as agency execution. Experienced and has relationships in both the buy and sell side capital markets. Licenses include series7,63,24,55 Understands holistic operation of a broker-dealer; successfully built a BD from the ground up. Created a new Prime Brokerage to accommodate smaller equity hedge funds; as well as, dealing with soft dollar, hedge funds, fund of funds. Brings expertise in maximizing operational flow of business and minimizing risk from front office to back office from a clearing prospective. Most recently worked in personal asset management as well as risk management for individuals and businesses. Adept in client/prospect needs assessment. Skilled in product presentation and client/prospect sales and service. .